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November 11, 2019
 
Print Version of Nov. 11 ICI
Print this file for text of articles in the current issue....
 
Best Practice Tip: Hire A Veteran
Veterans stay at their first company longer that civilians, and more likely to are more likely to be promoted earlier and move into leadership roles....
 
New York Is Now Focusing On Use of Discriminatory Analytics
Discrimination appears to be the new area of emphasis for New York’s Department of Financial Services....
 
FINRA Report Highlights Exam Findings, Observations
Suitability and anti-money laundering factor prominently in a recent FINRA analysis....
 
Insurance Regulations, Bulletins & Legislation – Aug. 11, 2019
Our exclusive roundup of recent regulatory developments, legislation and other news of interest....