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November 7, 2016
Print Version of Nov. 7 ICI
Print this file for text of articles in the current issue....
$12.7 Million in Fines, Restitution Owed for Variable Annuity Violations
There were citations for failure to supervise and for not recognizing or acting on obvious red flags....
$215 Million AML Penalty Is Among Largest Ever
New York said it found “serious and persistent” compliance failures during exams in each of the last three years....
Five Insurance Commissioner Jobs Up for Grabs in Tuesday Elections; Governor Races Could Determine Fate of Seven More
Delaware, Montana and North Dakota will definitely elect new commissioners and incumbents in North Carolina and Washington are seeking new terms....
Insurance Regulations, Bulletins & Legislation – Nov. 7, 2016
Our exclusive roundup of recent regulatory developments and legislation....

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