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March 17, 2014
Print Version of Articles in March 17 ICI
Print this file for text of articles in the current issue....
Montana Fines Health Insurer for Improper Billing, Poor Recordkeeping
It is the largest market conduct exam fine in state history....
FINRA Is Keeping Its Eye on Variable Annuity Suitability, Sales Practices
The regulator has finalized a dozen letters of acceptance, waiver and consent related to variable annuities in the last four months alone....
Misleading Annuity Advertising Trips Up Sales Rep
Among the transgressions were operating unapproved websites, not giving complete information and using exaggerated, oversimplified or misleading statements....
McRaith: Federal Government Has, Will Have, Role in Insurance Regulation
The FIO director said federal regulation could improve interstate insurance agent and broker licensing, and maybe even product approval....
Insurance Regulations, Bulletins & Legislation – March 17, 2014
Our exclusive roundup of recent regulatory developments and legislation...

Insurance Compliance Insight
Greenwich, NY
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