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May 30, 2016
 
Print Version of May 30 ICI
Print this file for text of articles in the current issue....
 
Best Practice Tip: Use FINRA’s Small-Firm Cybersecurity Checklist
The checklist is easily adaptable to insurance operations as well....
 
Washington Fines Insurers $148,000 for Market Conduct Violations
Nearly half of the sanctions involved insurance companies that allowed producers to sell polices without an appointment....
 
FINRA Conference Touches on Culture, Fiduciary Standard, Variable Annuities
"We think it’s essential that the industry embraces a culture that puts customers first," retiring FINRA CEO says....
 
California Asks Insurers to Sell Off Coal Investments
There will also be a mandatory annual data call in which insurance companies will have to disclose their investments in oil, gas and coal....
 
Insurance Regulations, Bulletins & Legislation – May 30, 2016
Our exclusive roundup of recent regulatory developments and legislation....
 


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