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November 28, 2016
Print Version of Nov. 28 ICI
Print this file for text of articles in the current issue....
Zenefits Paying $7.16 Million for Using Unlicensed Producers
The tech start-up was also accused of using software to circumvent continuing education requirements....
VALIC Broker-Dealer Fined $1.75 Million for Variable Annuity Supervision, Conflict of Interest Errors
The implication was that profit motives may have overridden the obligation to do what’s best for the customer....
FIO Report Takes Aim at Insurers’ Use of Big Data, Underwriting Factors, Arbitration Clauses
Consumers are eating it up. The industry? Not so much....
Insurance Regulations, Bulletins & Legislation – Nov. 28, 2016
Our exclusive roundup of recent regulatory developments and legislation....
Insurance Compliance Insight
Greenwich, NY
(518) 512-0175
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