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January 23, 2023
PRINT VERSION - January 23, 2023
Print this file for text of articles in the current issue.
FINRA Issues 2023 Report on Examination and Risk Monitoring Program
Providing member firms with insight into findings from the recent oversight activities.
NAMIC Responds to D.C. Department of Insurance, Securities and Banking Draft Data Call on Unintentional Bias in Automobile Insurance
The publication followed a public hearing and other outreach.
Illinois Fines Quartz Health Insurance Corporation $500,000
The fine was due to violations of MHPAEA and related state laws revealed in a comprehensive market conduct exam.
Michigan Issues Cease and Desist and Revokes Agency and Producer Licenses for Violation of Fiduciary Duties
Larson and Insureplex violated several sections of Michigan law that relate to handling funds and the fiduciary responsibilities.
Arizona Department of Insurance and Financial Institutions (DIFI) Fraud Unit Case Leads to over $2.5 Million in Restitution
Insurance fraud is never a victimless crime...
Insurance Regulations, Bulletins, and Legislation - January 23, 2023
Alphabetically by line of business/topic and then by state.
Regulatory and Compliance Events - January 23, 2023
Listed in chronological order based on date of event.

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