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April 16, 2012
Print Version of Articles in April 16 ICI
Print out this file for text of articles in the current issue....
Best Practice Tip: How to Obtain Funding, Support for AML & Compliance Programs
Look at AML and compliance from the business unit's perspective, then take time to build relationships....
New AML Initiatives Against Organized Crime Point to Need for Good Controls, Complete Information in SARs
Transnational criminal organizations have gotten quite sophisticated – the equivalent of Fortune 500 criminal conglomerates, the Justice Department says....
FINRA’s 2012 Exam Priorities Include Variable Annuities, Life Settlements, Suitability
The regulator of broker-dealers is highlighting several insurance-related areas in its regulatory exams this year, and social media also remains an important concern....
Insurance Regulations, Bulletins & Legislation – April 16, 2012
Our roundup of recent regulatory developments and legislation....

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