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February 5, 2017
Notice to Readers – Feb. 8, 2018
In keeping with our publishing schedule, the next issue of Insurance Compliance Insight will be available Feb. 19, 2018.
Print Version of Feb. 5 ICI
Print this file for text of articles in the current issue....
Washington Issues Fines for Lapsed Producer Appointments, Using the Wrong Rates, Sales Without a License
Insurers, producers and other entities paid $321,000 in penalties....
Insurance Groups Suggest Going Slow on Rebating Income Tax Refunds
AIA, NAMIC and PCI are urging commissioners to move slowly, if at all....
FINRA Senior Exploitation Rules Are Now in Effect
The rules took effect Feb. 5 and are the first uniform, national standards for protecting senior and vulnerable consumers....
Few P&C Complaints Being Filed Against Insurers in Texas
There were just 351 justified complaints for 2017....
Federal Reserve Adds More Sanctions As Wells Fargo Regroups
After widespread consumer abuses and compliance breakdowns, the Fed clamps down on Wells Fargo’s growth....
The (Coming?) Government Shutdown, the SEC and FINRA
Here’s what might happen if things get crazy....
NAIC Announces 2018 Consumer Reps
The list includes some new faces....
Insurance Regulations, Bulletins & Legislation – Feb. 5, 2018
Our exclusive roundup of recent regulatory developments and legislation....