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Notice to Readers – Feb. 8, 2018
In keeping with our publishing schedule, the next issue of Insurance Compliance Insight will be available Feb. 19, 2018.
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Print Version of Feb. 5 ICI
Print this file for text of articles in the current issue....
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Washington Issues Fines for Lapsed Producer Appointments, Using the Wrong Rates, Sales Without a License
Insurers, producers and other entities paid $321,000 in penalties....
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Insurance Groups Suggest Going Slow on Rebating Income Tax Refunds
AIA, NAMIC and PCI are urging commissioners to move slowly, if at all....
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FINRA Senior Exploitation Rules Are Now in Effect
The rules took effect Feb. 5 and are the first uniform, national standards for protecting senior and vulnerable consumers....
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Few P&C Complaints Being Filed Against Insurers in Texas
There were just 351 justified complaints for 2017....
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Federal Reserve Adds More Sanctions As Wells Fargo Regroups
After widespread consumer abuses and compliance breakdowns, the Fed clamps down on Wells Fargo’s growth....
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The (Coming?) Government Shutdown, the SEC and FINRA
Here’s what might happen if things get crazy....
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NAIC Announces 2018 Consumer Reps
The list includes some new faces....
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Insurance Regulations, Bulletins & Legislation – Feb. 5, 2018
Our exclusive roundup of recent regulatory developments and legislation....
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