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October 29, 2007
Print Version of All Articles in Oct. 29 ICI
Print out this file for all the text in the current issue....
Insurers Address Internal Suitability Reviews in Light of Continued Interest by Regulators
As suitability remains in the spotlight, state and federal regulators are showing no indication they are losing interest in the sale of fixed annuities....
California DOI OKs Using Out-of-State Adjusters; FINRA Gives Broker-Dealers Regulatory Relief During Wildfires
State and federal regulators are acting to minimize the effects of the Southern California wildfires on compliance for insurers and broker-dealers....
Pandemic Exercise Shows the Need to Strengthen Business Continuity Plans
Insurers and other financial services companies appear to be prepared to meet their regulatory and business obligations in the event of a flu pandemic....
ACLI, Iowa Developing Annuity Templates; Use Would Fulfill State’s Disclosure Requirements
The American Council of Life Insurers and the Iowa insurance department are developing a set of disclosure templates that could help insurers oversee the sale of their annuities....
FinCEN Chief Says Agency Will Streamline Regulations; Stresses Value SARs to Law Enforcement
The Financial Crimes Enforcement Network is pushing ahead with plans to streamline the regulations that various industries must follow....
Treasury Department Urges Strengthened Procedures in Light of U.S. Sanctions Against Iran
Insurers and other financial services companies are expected to take swift action in response to the federal government’s action last week to cut off a number of Iranian banks, companies, individuals and some military organizations from the U.S. financial system....
ACLI Report Predicts Federal Charters Will Lead Insurers to Select Charters with ‘Regulatory Value’
The American Council of Life Insurers has issued another report that concludes a well-structured optional federal charter regulatory system would increase competitiveness, efficiency and innovation in the life insurance industry....
Rules, Regs & Bulletins Oct. 29, 2007
A summary of recent regulatory developments and legislation....
Insurance Compliance Insight
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