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June 24, 2013
Print Version of Articles in June 24 ICI
Print this file for text of articles in the current issue....
Best Practice Tip: Follow FINRA’s Lead, Take A Look at Your Social Media Compliance
A new FINRA targeted exam provides a road map for your own compliance check of social medial policies and procedures....
Missouri Warns of Phony Market Conduct Information Requests
Someone pretending to be Missouri's insurance regulator is asking insurance companies for information to which it isn't entitled....
Washington Fines Insurers for Unapproved Annuity Sales, Unfiled Rates
Allianz Life of North America paid $150,000 for selling out-of-state products to Washington residents...
TIAA-CREF Is Latest to Sign Death Master File Settlement
Six insurers, accounting for more than a third of the life insurance and annuities market, have now agreed to check their files against the DMF....
Notice to Readers – June 24, 2013
In keeping with our publication schedule, the next issue of Insurance Compliance Insight will be available July 15, 2013....
Insurance Regulations, Bulletins & Legislation – June 24, 2013
Our exclusive roundup of recent regulatory developments and legislation....