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September 19, 2011
Print Version of Articles in Sept. 19 ICI
Print out this file for text of articles in the current issue....
FinCEN Wants All-Electronic SAR, CTR Filings by Next Summer
Insurers and broker-dealers will have to convert their systems from using the Form SAR-SF to the new CTR and SAR forms that will be part of the new BSA e-filing system....
Labor Department’s Proposed Fiduciary Rule Sent Back to Drawing Board
The feds want to amend a 1975 regulation that defines when a person providing investment advice must act in the best interests of their client....
Work Progresses on Uniform Fraud Reporting Form, Arming Investigators
But federal officials didn't say whether the proposed form will meet HHS standards....
State High Court Sides with Insurer in Global Warming Case
Since there was no “occurrence” as defined in the policies, the insurer had no duty to defend, the court said....
Help Wanted – Sept. 19, 2011
The Transamerica Capital Management division of Transamerica continues its search for a Director of Compliance....
Insurance Regulations, Bulletins & Legislation – Sept. 19, 2011
Our roundup of recent regulatory developments and legislation....
Insurance Compliance Insight
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