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August 10, 2020
 
Print Version of Aug. 10, 2020 ICI
Print this file for text of articles in the current issue....
 
Regulators’ Response to COVID-19 Has Lessons for Companies
Significant changes to the way things are done will be the silver lining....
 
Vermont Fines State Farm Life $204,000 for Underpaying Interest
The carrier will also pay $30,347 in restitution to 569 beneficiaries....
 
Broker-Dealer Is Paying $38 Million for AML Failures
Federal regulators pointed to inadequate AML staffing, poor case management, and a lack of policies, procedures and internal controls....
 
Industry, Consumers Universally Condemn Labor’s Proposed Fiduciary Rule
The ACLI and the IRI are objecting to limits on retirement investment options and what they see as a fiduciary-only standard....
 
Insurance Regulations, Bulletins & Legislation – Aug. 10, 2020
Our exclusive roundup of recent regulatory developments, legislation and other news of interest....