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June 10, 2013
Print Version of Articles in June 10 ICI
Print this file for text of articles in the current issue....
Best Practice Tip: Compliance Has to Keep Up When Business Expands
Letting compliance, technology lag cost the nation’s largest independent broker-dealer $9 million in a FINRA settlement....
Florida Fines Insurer for Slow Claims Payments, Other Market Conduct Errors
Universal Property & Casualty is the state's second-largest property insurer....
More Insurers Settle Unclaimed Property Audits
The latest round of settlements involves 11, mostly national, carriers....
Education Day Provides Insights Into Mid-Atlantic Compliance, Regulatory Issues
Tips include exam settlement agreements, compliance lessons from Sandy, rates and files among the tips from regulators....
Sevigny Confirmed in New Hampshire, Transition Ahead in Oregon
Laura Cali is replacing Lou Savage as Oregon insurance commissioner....
Insurance Regulations, Bulletins & Legislation – June 10, 2013
Our roundup of recent regulatory developments and legislation....