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Print Version of March 5 ICI
Print this file for text of articles in the current issue....
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Trade Groups Object to New York’s Approach to Suitability
The state wants to expand suitability standards to also apply to life insurance and clarify that a transaction must be in the best interest of the consumer, but the industry prefers the state work with other regulators on a single approach....
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SEC 2018 Exam Priorities Have Focus On Seniors, Cyber, AML
The announcement follows FINRA's announcement that it will focus on suitability, sales practices and business continuity planning....
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Washington Fined Few Insurers in January
Just six insurance companies were sanctioned, but they included $26,000 in fines and two license revocations....
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IRI’s Retirement Blueprint Calls for Access to Retirement Products, More Savings Opportunities, Seniors Protections
Its plan is designed to encourage American’s to save more and achieve a secure and dignified retirement....
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Insurance Regulations, Bulletins & Legislation – March 5, 2018
Our exclusive roundup of recent regulatory developments and legislation....
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