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March 5, 2018
Print Version of March 5 ICI
Print this file for text of articles in the current issue....
Trade Groups Object to New York’s Approach to Suitability
The state wants to expand suitability standards to also apply to life insurance and clarify that a transaction must be in the best interest of the consumer, but the industry prefers the state work with other regulators on a single approach....
SEC 2018 Exam Priorities Have Focus On Seniors, Cyber, AML
The announcement follows FINRA's announcement that it will focus on suitability, sales practices and business continuity planning....
Washington Fined Few Insurers in January
Just six insurance companies were sanctioned, but they included $26,000 in fines and two license revocations....
IRI’s Retirement Blueprint Calls for Access to Retirement Products, More Savings Opportunities, Seniors Protections
Its plan is designed to encourage American’s to save more and achieve a secure and dignified retirement....
Insurance Regulations, Bulletins & Legislation – March 5, 2018
Our exclusive roundup of recent regulatory developments and legislation....