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Print Version of All Articles in June 9 ICI, Part 1
Print out this file for the text of selected articles in the current issue....
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Print Version of All Articles in June 9 ICI, Part 2
Print out this file for the text of selected articles in the current issue....
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Best Practice: Practical Compliance Considerations for Annuity Sales
An industry attorney is suggesting you look for these best-practices when dealing with securities firms....
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Variable Annuity Rule Change Proposal Addresses Check Deposits
Insurers may benefit from changes that are being suggested to the Financial Industry Regulatory Authority’s variable annuity suitability rule....
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FINRA, SEC Regulators Voice Concerns About Variable Annuity Sales, Disclosures, Suitability
Senior executives from the Financial Industry Regulatory Authority and the SEC acknowledged at an industry meeting last week that variable annuities have a place in the market, but they continue to “watch very closely” how they are being sold to the public....
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Insurers, State Lawmakers Oppose NAIC’s Efforts to Collect Market Conduct Data
The NAIC is running into a buzz saw of opposition to its plan to centralized the collection and storage of Market Conduct Annual Statement data....
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Two Supreme Court Decisions Tighten Standards for AML Prosecutions
The Supreme Court handed down two decisions last week that could make it harder to prosecute money laundering cases, but keeping filing your SARs anyway....
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Mega Life & Health Will Pay Almost $1 Million in Case Highlighting Income in Underwriting
A federal court is penalizing Mega Life & Health for not being completely clear about the meaning of the term annual income....
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Oxford Health Ordered to Refund $50 Million to New York Small Businesses
Oxford Health Insurance will refund $50 million to approximately 37,000 small businesses in and around New York City for overcharging on health insurance policies in 2006....
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Plaintiff Attorneys Facing Prison Terms for Racketeering, Bribery
A prominent plaintiff attorney who often targeted insurance companies is on his way to jail, and another one may soon be facing a lengthy jail term....
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Rules, Regs & Bulletins, June 9, 2008
A summary of recent regulatory developments and legislation....
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